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计算主义:我国法学量化研究的现实谱系*
网络安全与数据治理 7期
张芷维,马佳羽
(1.清华大学智能法治研究院,北京100084; 2.哈尔滨工程大学人文社会科学学院,黑龙江哈尔滨150001; 3.中国政法大学法治信息管理学院,北京100088)
摘要: “法学量化研究”以“计算主义”为认识论基础,作为计算法学的研究范式之一,“法学量化研究”的学理表达不能被法学实证研究所兼并或同化,必须从模糊的学术话语体系中抽离予以单独识别。以2016年~2022年我国主要法学期刊发表的法学量化研究为研究样本,可以大体“绘制”出我国“法学量化研究”的现实谱系。就研究主体而言,我国法学量化研究的主要学术机构呈现“核心—发散”的分布特征,“核心”仍是主流。就研究疆域而言,我国法学量化研究所涉领域逐渐多元,但仍呈现“一家独大”的局面。就研究归旨而言,我国“法学量化研究”承载了“三位一体”的学理功能,包括“事实层”的“法律系统描述(司法现象挖掘)”功能;“规范/制度层”的解释(教义)、检视(法实效)、修正与建构功能;“理论层”的检视(证伪与效验)、修正(再造)与创造功能。这三个功能并非彼此割裂,而是凭借其内部的“自驱和共生”机制,形成了法学量化研究的良性功能互动机制。面向未来的法学量化研究应以“计算法学”为学科归属,一方面强化与社科法学和法教义学的方法论互动,另一方面需要内化其他社会科学的知识以纾解“知识联结之困”。
中圖分類號(hào):D920.0
文獻(xiàn)標(biāo)識(shí)碼:A
DOI:10.19358/j.issn.2097-1788.2023.07.003
引用格式:張芷維,馬佳羽.計(jì)算主義:我國法學(xué)量化研究的現(xiàn)實(shí)譜系[J].網(wǎng)絡(luò)安全與數(shù)據(jù)治理,2023,42(7):12-22,30.
Computationalism: the realistic ancestry of legal quantitative research in China
Zhang Zhiwei1,2, Ma Jiayu1,3
(1.Institute for Studies on Artificial Intelligence and Law,Tsinghua University, Beijing 100084, China; 2.College of Humanities and Socail Sciences, Harbin Engineering University, Harbin 150001, China; 3.School of Information Management for Law,China University of Political Science and Law, Beijing 100088, China )
Abstract: As one of the research paradigms of computational law science, legal quantitative research is based on computationalism, its academic expression cannot be merged or assimilated by legal empirical research. It must be separated from the vague academic discourse system and identified separately. Taking the legal quantitative research published in China′s major legal journals from 2016 to 2022 as the research sample, we can generally draw the realistic ancestry of legal quantitative research in China. In terms of the research subject, the main academic institutions of legal quantitative research in China present the distribution characteristics of "CoreDivergence", and the "Core" is still the mainstream. As far as the research territory is concerned, the subject of legal quantitative research is gradually diversified, and yet still presents a situation of "One Dominance". While in the research purpose, China′s legal quantitative research carries the theoretical function of "Threeoneness", including the function of legal fact description (judicial phenomenon mining); the interpretation (doctrine), examination ( legal effect ), correction and construction function of principle ; the inspection (falsification and validation), correction (reconstruction) and creative function of theoretical aspect. These three functions are not separated from each other, but form a benign functional interaction mechanism of legal quantitative research by virtue of its internal "selfdriving and symbiosis" mechanism. The futureoriented legal quantitative research should take "computational law science" as the discipline conversion. On one hand, it would strengthen the methodological interaction with social science law and legal dogmatics. On the other hand, it needs to internalize the knowle
Key words : computational law science; legal quantitative research; legal empirical research; theoretical function; paradigm transformation

0    引言

法學(xué)量化研究以“計(jì)算主義”認(rèn)識(shí)論為哲學(xué)基礎(chǔ),以計(jì)算方法展開法律大數(shù)據(jù)分析,屬于“計(jì)算法學(xué)”的研究范式之一。美國著名大法官霍姆斯曾說:“對(duì)于理性法學(xué)研究來說,主流的做法是對(duì)法律進(jìn)行‘白紙黑字’的解讀,而將來的法學(xué)研究必將屬于那些精通統(tǒng)計(jì)學(xué)和經(jīng)濟(jì)學(xué)的人”,這種見解或可成為法學(xué)量化研究之嚆矢。實(shí)證或量化研究是新興的法學(xué)研究手段,因此國內(nèi)外許多學(xué)者從文獻(xiàn)分析的角度,審視了學(xué)界實(shí)證(量化)研究的現(xiàn)狀。

在國外,2011年邁克爾·海斯(Michael Heise)教授在West Law法學(xué)期刊數(shù)據(jù)庫中,通過檢索標(biāo)題中含有“實(shí)證”(empirical)或“定量”(quantitative)或“統(tǒng)計(jì)”(statistical)或“回歸”(regression)等關(guān)鍵詞的文章(1990年~2009年),考察了當(dāng)時(shí)美國法學(xué)界中實(shí)證研究(量化研究)的狀況。在國內(nèi),2015年程金華曾以中國知網(wǎng)為檢索平臺(tái),設(shè)置檢索時(shí)間期限為1979年~2015年,對(duì)標(biāo)題中包含“實(shí)證”的、刊發(fā)于32個(gè)法學(xué)核心期刊的文章進(jìn)行了大數(shù)據(jù)(樣本)分析。類似地,屈茂輝、雷鑫洪、趙駿等學(xué)者也運(yùn)用了此類方法進(jìn)行了研究。

本文將采取類似的“文獻(xiàn)分析法”,對(duì)我國法學(xué)量化研究按照如下路徑進(jìn)行譜系化梳理:范疇厘定—樣本擇取—研究主體—研究疆域—研究歸旨。



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作者信息:

張芷維1,2,馬佳羽1,3

(1.清華大學(xué)智能法治研究院,北京100084;2.哈爾濱工程大學(xué)人文社會(huì)科學(xué)學(xué)院,黑龍江哈爾濱150001;3.中國政法大學(xué)法治信息管理學(xué)院,北京100088)

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